Courts / Dublin / Report

Senior Custom House Capital execs get date for sentencing hearing

Date
2023-03-08
Stage
Sentence
Primary locality
Dublin
County
Dublin

Summary

Four senior executives of Custom House Capital are scheduled for sentencing at Dublin Circuit Criminal Court on April 21 before Judge Orla Crowe. Former CEO Harry Cassidy, former head of private clients John Whyte, and head of finance Paul Lavery pleaded guilty to conspiring with others to defraud investors and clients by intentionally misleading them regarding asset placement. Non-executive director John Mulholland also pleaded guilty to one count of neglectful discharge of a director's duty in relation to the company's dishonest acts. The offences are alleged to have occurred between October 2008 and July 2011. The sentencing hearing is expected to last one day. Separately, former senior portfolio relationship manager Ciara Kelleher pleaded not guilty to one count of conspiring to defraud investors and clients. After a jury failed to reach a verdict earlier this month, Judge Martin Nolan set a re-trial date for January 13, 2025. The matter involving Kelleher remains pending and has not been concluded.

Who, what, where, when and why

What: Report matter: Senior Custom House Capital execs get date for sentencing hearing. Charges or matters: conspiring with others to defraud investors in and clients and customers or Custom House Capital Ltd by intentionally misleading them as to where and/or how their assets had been placed contrary to common law; one count of neglectful discharge of the duty of a director in relation to the commission by the company of acts of dishonesty by inducing clients to entrust funds, refrain from removing funds with the intention of making a gain for itself and causing loss to another; one count of conspiring with others to defraud investors, clients, and customers of Custom House Capital Ltd by intentionally misleading them as to where or how their assets had been placed in the investment firm. Procedural stage: sentence

When:

Case subjects

Ceo Harry Cassidy

Convicted Person

Charges: conspiring with others to defraud investors in and clients and customers or Custom House Capital Ltd by intentionally misleading them as to where and/or how their assets had been placed contrary to common law; one count of neglectful discharge of the duty of a director in relation to the commission by the company of acts of dishonesty by inducing clients to entrust funds, refrain from removing funds with the intention of making a gain for itself and causing loss to another; one count of conspiring with others to defraud investors, clients, and customers of Custom House Capital Ltd by intentionally misleading them as to where or how their assets had been placed in the investment firm (Admitted)

Plea: Guilty

Outcome: Photo: Collins) Four senior executives of investment firm Custom House Capital are due to be sentenced at Dublin Circuit Criminal Court next month in relation to a conspiracy to defraud investors over a decade ago.

Ciara Kelleher

Defendant

Charges: one count of conspiring with others to defraud investors, clients, and customers of Custom House Capital Ltd by intentionally misleading them as to where or how their assets had been placed in the investment firm (Alleged Or Contested)

Plea: Not guilty

John Mulholland

Defendant

Charges: one count of neglectful discharge of the duty of a director in relation to the commission by the company of acts of dishonesty by inducing clients to entrust funds, refrain from removing funds with the intention of making a gain for itself and causing loss to another; one count of conspiring with others to defraud investors, clients, and customers of Custom House Capital Ltd by intentionally misleading them as to where or how their assets had been placed in the investment firm (Admitted)

Plea: Guilty

John Whyte

Defendant

Charges: conspiring with others to defraud investors in and clients and customers or Custom House Capital Ltd by intentionally misleading them as to where and/or how their assets had been placed contrary to common law; one count of neglectful discharge of the duty of a director in relation to the commission by the company of acts of dishonesty by inducing clients to entrust funds, refrain from removing funds with the intention of making a gain for itself and causing loss to another; one count of conspiring with others to defraud investors, clients, and customers of Custom House Capital Ltd by intentionally misleading them as to where or how their assets had been placed in the investment firm (Admitted)

Plea: Guilty

Paul Lavery

Defendant

Charges: conspiring with others to defraud investors in and clients and customers or Custom House Capital Ltd by intentionally misleading them as to where and/or how their assets had been placed contrary to common law; one count of neglectful discharge of the duty of a director in relation to the commission by the company of acts of dishonesty by inducing clients to entrust funds, refrain from removing funds with the intention of making a gain for itself and causing loss to another; one count of conspiring with others to defraud investors, clients, and customers of Custom House Capital Ltd by intentionally misleading them as to where or how their assets had been placed in the investment firm (Admitted)

Plea: Guilty

Places mentioned

Facility
  • Custom House
Court Venue
  • Dublin
  • Dublin Circuit Criminal Court
Residence
Secondary Mention

Topics

Stage Sentence

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